Regulatory Compliance jobs at Barclays Capital Securities
Explore 23 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsEmployee Compliance - Regulatory Authorizations and Permissions
Barclays Capital SecuritiesInvestigate employee conduct exceptions and mitigate compliance risks. Develop and implement conduct policies aligned with regulations. Design surveillance and monitoring systems for employee behavior. Create training …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveMarket Risk Analyst
Barclays Capital SecuritiesMarket Risk Analyst at Barclays Capital Securities responsible for identifying, assessing, and mitigating prudential regulatory reporting risks. Oversee regulatory reporting processes, maintain communication with …
Candor TechSpace, Noida, IndiaOn-siteFull-timeActiveAVP Liquidity Risk Reporting
Barclays Capital SecuritiesThe AVP Liquidity Risk Reporting role at Barclays Capital Securities focuses on identifying, assessing, and mitigating prudential regulatory reporting risks. The incumbent will develop and implement strategies to ensure …
Chennai, IndiaOn-siteFull-timeActiveVP Regulatory Oversight
Barclays Capital SecuritiesVP Regulatory Oversight
Mumbai, IndiaOn-siteFull-timeActiveEmployee Compliance
Barclays Capital SecuritiesBarclays’ Employee Compliance team in Pune drives policy and controls around employee conduct, ensuring regulatory alignment and risk mitigation. The role develops and implements conduct policies, monitors employee …
Pune, IndiaOn-siteFull-timeActiveRegulatory Controller Analyst
Barclays Capital SecuritiesRegulatory Controller Analyst at Barclays Global Services in Chennai, DLF IT Park, drives the bank’s prudential regulatory reporting compliance. The role identifies and mitigates reporting risks, prepares and submits …
Chennai,IndiaOn-siteFull-timeActiveRegulatory Reporting
Barclays Capital SecuritiesResponsible for identifying, assessing, and mitigating prudential regulatory reporting risks across the bank’s operations. Oversees preparation and submission of regulatory reports, ensuring compliance with laws and …
DLF IT Park, ChennaiOn-siteFull-timeActiveEmployee Compliance - Regulatory Authorizations & Permissions
Barclays Capital SecuritiesInvestigate employee conduct exceptions, provide oversight and advice, mitigate compliance risks, maintain culture of integrity, deliver training, implement policies, surveillance, monitoring, controls, and advise …
Pune,IndiaOn-siteFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst role at Barclays Capital Securities focuses on designing, developing, and improving software solutions that support regulatory reporting and location strategy projects. The position requires …
Pune, IndiaOn-siteFull-timeActiveVP - Regulatory reporting
Barclays Capital SecuritiesVP - Regulatory reporting at Barclays Capital Securities focuses on identifying, assessing, and mitigating prudential regulatory reporting risks to ensure compliance with laws, regulations, and internal controls. The …
Candor TechSpace, NoidaOn-siteFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst at Barclays Capital Securities will identify, assess, and mitigate prudential regulatory reporting risks across the bank’s activities, products, and services. The role oversees compliance …
Chennai, IndiaOn-siteFull-timeActiveRegulatory Oversight VP
Barclays Capital SecuritiesRegulatory Oversight VP at Barclays Capital Securities leads the team that ensures prudential regulatory compliance for advanced model permissions and second line of defense reviews. The role drives interpretation of …
Pune,IndiaOn-siteFull-timeActiveVP Regulatory Reporting
Barclays Capital SecuritiesPurpose of the role: To gather, analyse, and present risk data in a clear and concise manner to stakeholders across the organisation, facilitating informed decision-making, risk mitigation, and regulatory compliance.
Chennai, IndiaOn-siteFull-timeActiveRegulatory Reporting Assurance - AVP
Barclays Capital SecuritiesRegulatory Reporting Assurance - AVP at Barclays Capital Securities leads the identification, assessment, and mitigation of prudential regulatory reporting risks across the bank’s activities. The role oversees …
Candor TechSpace, NoidaOn-siteFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst at Barclays Global Services Centre in Chennai. The analyst identifies, assesses, and mitigates prudential regulatory reporting risks, oversees compliance, and prepares regulatory reports for …
Chennai, IndiaOn-siteFull-timeActiveAnalyst
Barclays Capital SecuritiesIdentify, assess and mitigate prudential regulatory reporting risks, oversee regulatory reporting, maintain communication with regulators, conduct compliance reviews, prepare and submit reports, analyze regulatory data, …
Chennai,IndiaFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst at Barclays Capital Securities responsible for designing, developing, and improving software solutions that support regulatory reporting. Leads cross-functional collaboration with product …
Pune, Gera Commerzone SEZ, IndiaOn-siteFull-timeActiveRegulatory Reporting
Barclays Capital SecuritiesBarclays Capital Securities’ Regulatory Reporting team in Chennai drives compliance with prudential regulations. The analyst identifies and mitigates reporting risks, prepares and submits regulatory reports, and …
Chennai,IndiaOn-siteFull-timeActiveAVP Regulatory Reporting
Barclays Capital SecuritiesAVP Regulatory Reporting role focuses on gathering, analysing, and presenting risk data to stakeholders across the organisation to support decision‑making, risk mitigation and regulatory compliance. Responsibilities …
Noida, IndiaOn-siteFull-timeActiveRegulatory Capital Reporting Analyst
Barclays Capital SecuritiesRegulatory Capital Reporting Analyst at Barclays Capital Securities is responsible for identifying, assessing, and mitigating prudential regulatory reporting risks. The role oversees regulatory reporting, maintains …
Noida, IndiaOn-siteFull-timeActive