Regulatory Compliance jobs at Barclays Capital Securities in Maharashtra
Explore 12 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsEmployee Compliance
Barclays Capital SecuritiesBarclays’ Employee Compliance team in Pune drives policy and controls around employee conduct, ensuring regulatory alignment and risk mitigation. The role develops and implements conduct policies, monitors employee …
Pune, IndiaOn-siteFull-timeActiveEmployee Compliance - Regulatory Authorizations and Permissions
Barclays Capital SecuritiesInvestigate employee conduct exceptions and mitigate compliance risks. Develop and implement conduct policies aligned with regulations. Design surveillance and monitoring systems for employee behavior. Create training …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveRegulatory Oversight VP
Barclays Capital SecuritiesRegulatory Oversight VP at Barclays Capital Securities leads the team that ensures prudential regulatory compliance for advanced model permissions and second line of defense reviews. The role drives interpretation of …
Pune,IndiaOn-siteFull-timeActiveDirector Regulatory Reporting Projects
Barclays Capital SecuritiesDirector of Regulatory Reporting Projects leads a team in India to manage regulatory risk, develop mitigation strategies, and ensure compliance with Basel III/IV, CRR/CRD, and local frameworks. The role oversees …
Pune, IndiaOn-siteFull-timeActiveEmployee Compliance - Regulatory Authorizations & Permissions
Barclays Capital SecuritiesInvestigate employee conduct exceptions, provide oversight and advice, mitigate compliance risks, maintain culture of integrity, deliver training, implement policies, surveillance, monitoring, controls, and advise …
Pune,IndiaOn-siteFull-timeActiveRisk Regulatory Oversight - VP CCR
Barclays Capital SecuritiesProvide oversight of prudential regulatory compliance for advanced model permissions and 2nd LoD review, ensuring regulatory capital and liquidity returns. Advise on regulations, interpret Prudential Rulebook, manage …
Pune, IndiaOn-siteFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst at Barclays Capital Securities responsible for designing, developing, and improving software solutions that support regulatory reporting. Leads cross-functional collaboration with product …
Pune, Gera Commerzone SEZ, IndiaOn-siteFull-timeActiveVP- Regulatory Authorization and Permissions
Barclays Capital SecuritiesVP- Regulatory Authorization and Permissions role leads global licensing, cross‑border governance, and policy frameworks at Barclays. Oversees end‑to‑end authorizations, renewals, and cancellations, ensuring compliance …
Pune, IndiaOn-siteFull-timeActiveVP Regulatory Oversight
Barclays Capital SecuritiesVP Regulatory Oversight
Mumbai, IndiaOn-siteFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst at Barclays Global Services in Pune, part of the Compliance & Risk team. The role designs, develops, and maintains software solutions that support regulatory reporting, ensuring secure, …
Pune,IndiaOn-siteFull-timeActiveVice President Regulatory Authorization and Permissions
Barclays Capital SecuritiesRegulatory Authorization and Permissions team leads global licensing, cross‑border governance and control frameworks for Barclays. The VP drives policy refresh cycles, oversees end‑to‑end authorisation lifecycles, and …
Pune, IndiaOn-siteFull-timeActiveVP- Regulatory Authorization and Permissions
Barclays Capital SecuritiesVP- Regulatory Authorization and Permissions role at Barclays Capital Securities focuses on overseeing regulated entity authorisations, ensuring compliance with policies, and managing risk mitigation strategies. …
Pune, IndiaOn-siteFull-timeActiveNegotiator, Global Contract Services - Vice President
Barclays Capital SecuritiesNegotiator, Global Contract Services – Vice President at Barclays Capital Securities leads legal strategy and contract negotiation for the bank’s global markets franchise. Drives best‑practice legal frameworks for risk …
Pune, Gera Commerzone SEZ, IndiaOn-siteFull-timeActiveRegulatory Reporting Analyst
Barclays Capital SecuritiesRegulatory Reporting Analyst role at Barclays Capital Securities focuses on designing, developing, and improving software solutions that support regulatory reporting and location strategy projects. The position requires …
Pune, IndiaOn-siteFull-timeActiveStatistical Reporting Production
Barclays Capital SecuritiesStatistical Reporting Production role at Barclays Capital Securities supports regulatory reporting across Corporate & Payments COO. Responsible for managing operations, ensuring compliance, and driving process …
Pune, IndiaOn-siteFull-timeActiveDirector, Compliance
Barclays Capital SecuritiesCompliance team at Barclays Bank India oversees regulatory adherence and risk management across banking and corporate divisions. The Director leads senior compliance oversight, partners with RBI, and drives governance, …
Mumbai,Altimus,IndiaOn-siteFull-timeActiveHead of Employee Compliance
Barclays Capital SecuritiesHead of Employee Compliance at Barclays Global Services leads the Global Employee Compliance function, driving a culture of integrity and ethical behaviour across the organisation. The role designs and implements …
Pune, IndiaFull-timeActiveClient Engagement & Regulatory Governance Manager
Barclays Capital SecuritiesBarclays Global Services team in Pune leads client engagement and regulatory governance, ensuring secure, compliant operations across banking functions. The Manager coordinates risk assessments, develops security …
Pune, IndiaOn-siteFull-timeActiveEmployee Compliance Analyst
Barclays Capital SecuritiesEmployee Compliance Analyst at Barclays Capital Securities responsible for investigating employee conduct exceptions, providing oversight and advice, and mitigating compliance risks. Develop and implement policies, …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveStatistical Reporting Production
Barclays Capital SecuritiesManage operations, analyze data, collaborate with stakeholders, coach staff, develop KPIs, ensure compliance, drive risk mitigation, support regulatory reporting, use advanced SQL, payments knowledge, risk frameworks, …
Pune,IndiaOn-siteFull-timeActive