Regulatory Compliance jobs at Morgan Stanley
Explore 11 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsRegulatory Reporting_Associate_ Risk, Regulatory & Resilience
Morgan StanleyIM Regulatory Reporting Team at Morgan Stanley builds and maintains regulatory reporting for MIFID2, ASIC, EMIR, MAS, and SFTR. The Associate prepares accurate reports, enhances controls, and drives process improvements …
OBEROI GARDEN CITY, IndiaFull-timeActiveDirector, Team Supervisor, Core Services
Morgan StanleyDirector-level leader for Operations Risk & Regulatory Control Division at Morgan Stanley. Oversees global team of 600+ across multiple regions, focusing on Disclosures of Interest (DOI) in Asia Pacific. Drives …
Bengaluru, IndiaOn-siteFull-timeActiveData Governance Associate, Risk, Regulatory & Resilience
Morgan StanleyOps Risk and Regulatory Control team at Morgan Stanley drives implementation of the Global Data Quality Policy across critical data sets, ensuring compliance and high standards. The Associate executes data policy …
RMZ Ecoworld - Campus 6A, IndiaOn-siteFull-timeActiveOperations Data Governance - Associate - Risk, Regulatory & Resilience
Morgan StanleyOperations Risk and Regulatory Control team at Morgan Stanley drives implementation of the Global Data Quality Policy for critical data, ensuring compliance and high standards. The Associate executes data policy …
RMZ Ecoworld - Campus 6A,IndiaOn-siteFull-timeActiveClient Onboarding Regulatory And Data Services - Director - Regulatory Change, Analytics & Strategy
Morgan StanleyWe’re seeking a Director to lead the Client Onboarding Regulatory & Data Services team in Bengaluru, India. The role focuses on product backlog grooming, value assessment, and backlog management for regulatory and data …
Bengaluru, IndiaOn-siteFull-timeActiveTrade Surveillance Associate, Oversight, Monitoring and Testing
Morgan StanleyLegal & Compliance Oversight, Monitoring and Testing team ensures independent monitoring of compliance reports to detect policy and regulatory breaches across trade surveillance. The Associate reviews and analyzes …
Mumbai,IndiaOn-siteFull-timeActiveMarket Regulations Associate - Risk, Regulatory & Resilience
Morgan StanleyWe’re seeking an Associate to join the Market Regulations and Outreach team in the Firmwide Operations division at Morgan Stanley. The role supports Equities, Fixed Income, Investment Banking, and Investment Management …
Bengaluru, IndiaOn-siteFull-timeActiveAssociate Professional, Change Analytics & Strategy
Morgan StanleyTrade & Transaction Reporting Operations (TTRO) team at Morgan Stanley ensures compliance for APAC regulatory mandates. The Associate Professional performs daily trade and transaction reporting, liaises with Operations, …
RMZ Ecoworld - Campus 6A, IndiaOn-siteFull-timeActiveOperation Risk & Regulatory Oversight - Director
Morgan StanleyDirector in IM Operations at Morgan Stanley’s RMZ Ecoworld campus, leading risk & regulatory oversight to transform operational excellence. Drives process improvement, project management, and technology testing across …
RMZ Ecoworld - Campus 6A, IndiaOn-siteFull-timeActiveRegulatory Reporting, Vice President, Disclosure of Interest Team
Morgan StanleyOperations Risk & Regulatory Control team at Morgan Stanley’s Mumbai office leads the Disclosure of Interest (DOI) function, ensuring compliance with US regulatory reporting. The Vice President manages daily DOI …
Mumbai,IndiaOn-siteFull-timeActiveOperations Data Governance Director - Risk, Regulatory & Resilience
Morgan StanleyOperations Data Governance Director in Morgan Stanley’s Operations division leads the implementation of the firm’s Global Data Quality Policy, ensuring compliance across critical data assets. The role drives data …
Bengaluru,IndiaFull-timeActiveTrade and Transaction Reporting Operations (Run The Bank)_Vice President_ Risk, Regulatory & Resilience
Morgan StanleyLead EMIR Run The Bank team in Mumbai, managing daily regulatory reporting exceptions, root‑cause analysis, stakeholder escalation, and process improvement. Oversee a large team, drive automation, and ensure compliance …
Mumbai,IndiaOn-siteFull-timeActiveVP, P5, Attorney - Enterprise : Job Level
Morgan StanleySenior in‑house counsel role in Morgan Stanley’s Legal & Compliance Division, Mumbai. Requires Indian‑qualified lawyer with 10+ years PQE in banking, securities, derivatives, and corporate law. Responsibilities include …
Mumbai,IndiaOn-siteFull-timeActiveDir, Team Supervisor- Risk, Regulatory & Resilience
Morgan StanleyThe Operations Risk & Regulatory Control (ORRC) Division is a global team responsible for Operational Risk & Regulatory Governance, reporting, oversight, and support for Operational Risk Management. We currently have an …
Mumbai, IndiaOn-siteFull-timeActiveDir, Team Supervisor, P3, Core Services
Morgan StanleyLead regulatory reporting and BAU operations for Morgan Stanley's Disclosure of Interest team. Oversee compliance with shareholder, takeover panel, short position, and beneficial disclosure reporting. Manage a team of …
COMMERZ III, OBEROI GARDEN CITY, IndiaOn-siteFull-timeActiveDirector, Team Specialist, Core Services
Morgan StanleyOperations Risk and Regulatory Control, Disclosure of Interest (DOI) regulatory reporting team at Morgan Stanley. Leads a team supervising risk, compliance and transformation initiatives, managing direct reports and …
Mumbai,IndiaOn-siteFull-timeActiveDirector, Coverage Advisory
Morgan StanleyDirector in Compliance department with Coverage responsibility for India Global Centre. Based in Mumbai, responsible for raising compliance standards, overseeing regulatory risk, advising on STPI, GFT, MCA, FTP, Indian …
Mumbai, IndiaOn-siteFull-timeActiveClient Onboarding & Regulatory Data Services - Associate - Core Services
Morgan StanleyWe’re seeking someone to join our team as an Associate in the Client Onboarding & Regulatory Data Services (CORSD) team. CORSD is an Operations function within Shared Services and Banking Operations (SSBO) responsible …
Bengaluru, IndiaOn-siteFull-timeActiveClient Screening & Quality Director - Risk, Regulatory & Resilience
Morgan StanleyWe are seeking a Director to lead the Client Screening & Quality team in the Firmwide Operations Division. The role focuses on AML/KYC/Screening compliance, quality control testing, process improvement, data review, …
Mumbai, IndiaOn-siteFull-timeActiveCompliance Audit, Director, Business Audit
Morgan StanleyWe’re seeking a Director in the Compliance audit team to provide coverage for Regulatory compliance supporting Banks. The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an …
Mumbai, IndiaHybridFull-timeActive