Compliance jobs at State Street
Explore 11 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsInvestment Compliance Senior Associate
State StreetState Street Global Advisors' Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Senior Associate builds and maintains compliance rule matrices, conducts annual reviews, and …
Hyderabad,IndiaOn-siteFull-timeActiveInvestment Compliance
State StreetState Street Global Advisors’ Investment Compliance team in Mumbai ensures mutual fund clients meet SEC and prospectus guidelines. The Manager leads onboarding, rule matrix creation, annual reviews, and daily compliance …
Mumbai,IndiaOn-siteFull-timeActiveFunctional Compliance, Associate
State StreetCompliance associate role in State Street’s Conduct Risk Management Office in Bangalore, India. Responsible for understanding and enforcing key compliance policies, monitoring employee trade alerts, supporting UAT for …
Bangalore, IndiaOn-siteFull-timeActiveBU Compliance
State StreetBU Compliance team at State Street Bangalore builds and maintains a compliance rule matrix that translates client investment mandates into actionable system rules. The Senior Associate codes and reviews these rules, …
Bangalore,IndiaOn-siteFull-timeActiveRegulatory Compliance Advisory, AVP
State StreetState Street seeks an AVP to oversee the Compliance Risk Management Program for its Mumbai entity and branches. The role involves managing risk assessments, testing, and monitoring exercises, collaborating with country …
Mumbai,IndiaOn-siteFull-timeActiveInvestment Compliance - Emerging Lead
State StreetInvestment Compliance - Emerging Lead at State Street Global Advisors. Lead onboarding and compliance rule development for mutual fund clients, ensuring adherence to SEC and SAI guidelines. Manage annual rule reviews, …
Bangalore, IndiaOn-siteFull-timeActiveCompliance Assistant Manager
State StreetMarketing and Distribution Compliance team ensures State Street Investment Management’s sales communications meet regulatory standards worldwide. The Assistant Manager reviews advertising, sales literature, and digital …
Bangalore,IndiaHybridFull-timeActiveCompliance Monitoring & Surveillance - Manager
State StreetState Street seeks a Compliance Monitoring & Surveillance Manager to lead FX, equity, and fixed‑income market surveillance. The role reviews alerts, designs surveillance rules, analyzes trends, and conducts …
Bangalore, IndiaHybridFull-timeActiveInvestment Compliance Team Lead
State StreetState Street Global Advisors' Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Team Lead creates and maintains compliance rule matrices, conducts annual reviews, and …
Pune,IndiaOn-siteFull-timeActiveInvestment Compliance Emerging Lead
State StreetState Street Global Advisors (SSGA) Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Investment Compliance Emerging Lead creates and maintains compliance rule matrices, …
Bangalore,IndiaOn-siteFull-timeActiveSecure Configuration Management Compliance Analyst
State StreetSecure Configuration Management Compliance Analyst drives IT system compliance with security policies, monitors configurations, identifies non‑compliance, collaborates with IT and security teams to remediate issues, …
Bangalore, IndiaOn-siteFull-timeActiveInvestment Compliance Senior Associate
State StreetState Street Global Advisors (SSGA) Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Senior Associate creates and maintains compliance rule matrices, conducts annual …
Bangalore,,IndiaOn-siteFull-timeActiveFunctional Compliance, Associate 1
State StreetCompliance Associate to join second line of defense team, reporting to Supervisor/Manager. Responsible for conduct risk policy monitoring, resolving employee queries, supporting policy administration, management …
Bangalore, IndiaHybridFull-timeActiveInvestment Compliance - Senior Associate
State StreetInvestment Compliance - Senior Associate
HINJEWADI, Pune, IndiaOn-siteFull-timeActiveInvestment Compliance Manager
State StreetState Street Global Advisors' Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Manager leads onboarding, rule matrix creation, annual reviews, and daily compliance reporting …
Bangalore,IndiaOn-siteFull-timeActiveInvestment Compliance Team Lead
State StreetState Street Global Advisors' Investment Compliance team ensures mutual fund clients meet SEC and prospectus guidelines. The Team Lead creates and maintains compliance rule matrices, conducts annual reviews, and …
Bangalore,IndiaOn-siteFull-timeActiveCompliance Monitoring & Surveillance, Senior Associate
State StreetCompliance Risk Testing Analyst to develop and execute regulatory and controls testing, ensuring State Street compliance. Works with global team, leads walkthroughs, designs monitoring, analyzes evidence, drafts …
Bangalore, IndiaHybridFull-timeActiveInvestment Compliance Team Lead
State StreetInvestment Compliance Team Lead at State Street. Lead client onboarding, create compliance rule matrix, liaise with clients and coding teams, perform annual rule reviews, research ad-hoc queries, ensure accurate …
Bangalore, IndiaOn-siteFull-timeActiveSenior Associate, Compliance
State StreetCompliance Team at State Street ensures investment guidelines are accurately implemented and monitored. The Senior Associate analyzes client mandates, translates regulatory requirements into system rules, and conducts …
Bangalore,IndiaOn-siteFull-timeActiveInvestment Compliance
State StreetState Street Global Advisors (SSGA) seeks a Senior Associate to lead end‑to‑end investment compliance for mutual fund clients. The role builds and maintains a compliance rule matrix, reviews annual updates, and …
Mumbai,IndiaFull-timeActive