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Compliance Monitoring jobs in Mumbai

Explore 22 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.

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Current openings

Showing 20 jobs

Compliance Monitoring Associate
Morgan Stanley
Join Morgan Stanley’s Legal & Compliance division as a Compliance Monitoring Associate. Support the Oversight, Monitoring and Testing team by analyzing regulations, extracting and standardizing data, and executing …
Mumbai, IndiaOn-siteFull-time
Active
Compliance Transaction Monitoring
AXIS BANK LTD.
Compliance Transaction Monitoring Team at Axis Bank, responsible for monitoring transactions to ensure anti‑money‑laundering compliance and preparing suspicious activity reports. The role analyzes large data sets, …
Mumbai,IndiaFull-time
Active
Compliance Transaction Monitoring Team
AXIS BANK LTD.
Transaction Monitoring team in the Compliance department ensures anti‑money‑laundering compliance by monitoring bank transactions, preparing suspicious activity reports, and liaising with regulators. The role analyzes …
Mumbai,IndiaOn-siteFull-time
Active
Head - Investment Compliance & Controls Monitoring
M&G
Head of Investment Compliance & Controls Monitoring at M&G Global Services leads the global controls monitoring function, shaping strategy, coding, and governance for buy‑side investment compliance. The role drives …
Mumbai,IndiaHybridFull-time
Active
Compliance Transaction Monitoring Team
AXIS BANK LTD.
Compliance Transaction Monitoring Team at AXIS BANK LTD. ensures adherence to AML regulations by monitoring transactions and preparing suspicious activity reports. The role involves analyzing large data sets in Excel, …
Mumbai,IndiaOn-siteFull-time
Active
Specialist - Compliance Monitoring
Guy Carpenter
The role of Specialist – Compliance Monitoring at Guy Carpenter focuses on reviewing insurance and reinsurance transactions to identify gaps, errors, and omissions. The specialist will analyze policy wording, assess …
Mumbai, Maharashtra, IndiaHybridFull-time
Active
Compliance Transaction Monitoring Team
AXIS BANK LTD.
About Compliance: The Compliance department assists the Board and Top Management in managing the compliance risk, that is, the risk of legal or regulatory sanctions, financial loss or reputational loss that the Bank may …
Mumbai,IndiaOn-siteFull-time
Active
Compliance Transaction Monitoring Team
AXIS BANK LTD.
Compliance Transaction Monitoring Team at Axis Bank leads the bank’s framework for identifying, assessing, and mitigating trade‑based money laundering risks across import, export, trade finance, and cross‑border …
Mumbai,IndiaOn-siteFull-time
Active
PV Compliance Specialist
Abbott
The PV Compliance Specialist at Abbott supports the establishment, maintenance, and development of the PV compliance monitoring system. Responsibilities include reviewing and entering metrics into compliance tracking …
Mumbai, IndiaOn-siteFull-time
Active
Trade Surveillance Associate, Oversight, Monitoring and Testing
Morgan Stanley
Legal & Compliance Oversight, Monitoring and Testing team ensures independent monitoring of compliance reports to detect policy and regulatory breaches across trade surveillance. The Associate reviews and analyzes …
Mumbai,IndiaOn-siteFull-time
Active
Business Monitoring & Competitive Advantage Lead
Axios International
Lead strategic vision and oversight of business monitoring and competitive advantage initiatives across Axios-supported programs. Drive efficiency monitoring framework, align with strategy, and ensure compliance. …
Mumbai, India, IndiaOn-siteFull-time
Active
AVP-Testing & Monitoring
Mitsubishi UFJ
Compliance Monitoring team at MUFG Bank ensures regulatory adherence across business divisions. The role conducts comprehensive compliance testing, audits, and issue tracking while collaborating with regional compliance …
Mumbai,IndiaOn-siteFull-time
Active
GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing
Morgan Stanley
Associate in Morgan Stanley’s Legal & Compliance division, responsible for overseeing the Global Financial Compliance (GFC) program. Drafts disposition summaries for alert reviews, ensures documentation meets regulatory …
Mumbai, IndiaOn-siteFull-time
Active
Associate, Oversight, Monitoring and Testing
Morgan Stanley
Morgan Stanley seeks an Associate in Legal & Compliance to oversee monitoring and testing activities. The role involves analyzing regulations, extracting and standardizing data, developing monitoring checks, documenting …
Mumbai, IndiaOn-siteFull-time
Active
Compliance Testing, Director, Oversight, Monitoring and Testing
Morgan Stanley
Compliance Testing Director at Morgan Stanley’s Legal & Compliance division. Leads risk‑based testing and forensic reviews to assess policy effectiveness, documents findings, and recommends corrective actions. …
Mumbai,IndiaFull-time
Active
Compliance Associate
Morningstar
The Compliance Associate reports to the Global Head of Internal Controls in the Compliance function of DBRSM. Responsibilities include monitoring emails and MS Teams messages to ensure compliance with the Electronic …
Mumbai, IndiaHybridFull-time
Active
Compliance Testing Director Oversight Monitoring and Testing
Morgan Stanley
Director in Legal & Compliance division overseeing testing, risk assessment, and control validation across global markets. Leads walkthroughs, develops test plans, documents findings, and collaborates with Business, …
Mumbai, IndiaOn-siteFull-time
Active
Compliance Testing Associate, Oversight, Monitoring and Testing
Morgan Stanley
Legal and Compliance division at Morgan Stanley, supporting the onshore corporate secretarial team. The Associate organizes and standardizes data for branch examinations, assists with annual compliance questionnaire …
Mumbai,IndiaOn-siteFull-time
Active
ISG Americas Compliance Testing, Director, Oversight, Monitoring and Testing
Morgan Stanley
ISG Americas Compliance Testing at Morgan Stanley drives risk‑based compliance reviews across investment management operations. The Director leads end‑to‑end testing, documents findings, and coordinates corrective …
Mumbai,IndiaOn-siteFull-time
Active
Sr. Associate, Compliance
Ares Management
Ares Management seeks a Sr. Associate, Compliance to support the Investment Compliance team in Mumbai, India. Responsibilities include process reviews, quality checks, analytical reviews of compliance documents, …
Mumbai, IndiaOn-siteFull-time
Active

Current openings

Compliance Monitoring Associate

Compliance Transaction Monitoring

Compliance Transaction Monitoring Team

Head - Investment Compliance & Controls Monitoring

Compliance Transaction Monitoring Team

Specialist - Compliance Monitoring

Compliance Transaction Monitoring Team

Compliance Transaction Monitoring Team

PV Compliance Specialist

Trade Surveillance Associate, Oversight, Monitoring and Testing

Business Monitoring & Competitive Advantage Lead

AVP-Testing & Monitoring

GFC Transaction Monitoring, Associate, Oversight, Monitoring and Testing

Associate, Oversight, Monitoring and Testing

Compliance Testing, Director, Oversight, Monitoring and Testing

Compliance Associate

Compliance Testing Director Oversight Monitoring and Testing

Compliance Testing Associate, Oversight, Monitoring and Testing

ISG Americas Compliance Testing, Director, Oversight, Monitoring and Testing

Sr. Associate, Compliance

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