Compliance Oversight jobs in Maharashtra
Explore 20 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsBusiness Oversight Compliance - BX
Barclays Capital SecuritiesBusiness Oversight Compliance - BX is a full‑time role based in Pune, India, focused on providing data‑led oversight of Barclays’ compliance and risk management. The incumbent will identify and assess compliance risks …
Pune, IndiaOn-siteFull-timeActiveCompliance Testing, Director, Oversight, Monitoring and Testing
Morgan StanleyCompliance Testing Director at Morgan Stanley’s Legal & Compliance division. Leads risk‑based testing and forensic reviews to assess policy effectiveness, documents findings, and recommends corrective actions. …
Mumbai,IndiaFull-timeActiveTrade Surveillance Associate, Oversight, Monitoring and Testing
Morgan StanleyLegal & Compliance Oversight, Monitoring and Testing team ensures independent monitoring of compliance reports to detect policy and regulatory breaches across trade surveillance. The Associate reviews and analyzes …
Mumbai,IndiaOn-siteFull-timeActiveHead, Regional Risk and Compliance Oversight
M&GWe are M&G Global Services Private Limited, a fully owned subsidiary of the M&G group, operating as a Global Capability Centre since 2003. Our purpose is to give everyone real confidence to put their money to work, …
Mumbai, IndiaOn-siteFull-timeActiveOversight Specialist
Barclays Capital SecuritiesOversight Specialist at Barclays Capital Securities responsible for providing data‑led expert oversight and challenge on business and compliance matters to ensure the organization operates in compliance with legal, …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveSenior Manager, Regional Risk and Compliance Oversight
M&GM&G Global Services’ Risk & Compliance team drives enterprise‑wide governance across India. The Senior Manager leads risk assessments, develops dashboards, and advises GCC leadership on appetite and regulatory …
Mumbai,INFull-timeActiveRetail Lending Team Member, Compliance Assurance & Risk Oversight
AXIS BANK LTD.Retail Lending team at Axis Bank focuses on delivering compliant lending solutions. The Team Member ensures regulatory guidelines are implemented, monitors compliance issues, and drives risk culture initiatives. Based …
Mumbai,IndiaOn-siteFull-timeActiveSenior Manager
M&GSenior Manager on Investment Funds Oversight at M&G Global Services, driving daily operations for unit‑linked funds, ensuring accurate pricing, controls, and compliance with UK regulations. Manages trade approvals, …
Mumbai,IndiaOn-siteFull-timeActiveBusiness Oversight Compliance
Barclays Capital SecuritiesProvide data‑led oversight of compliance risks in transaction banking, assess market abuse, investigate breaches, implement policies, collaborate with risk and legal teams, lead investigations, and support governance …
Pune,IndiaOn-siteFull-timeActiveTrade Surveillance, Vice President, Oversight, Monitoring and Testing
Morgan StanleyLegal & Compliance division at Morgan Stanley’s Mumbai office leads the firm’s oversight, monitoring and testing of trading activities. The Vice President drives daily surveillance across equities, derivatives, fixed …
Mumbai,IndiaOn-siteFull-timeActiveSAR Oversight Lead
Barclays Capital SecuritiesSAR Oversight Lead at Barclays Capital Securities responsible for providing data‑led expert oversight of compliance risks, investigating market abuse, implementing policies, collaborating with compliance and risk teams, …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveSenior Manager, Regional Risk and Compliance Oversight
M&GM&G Global Services is seeking a Senior Manager, Regional Risk and Compliance Oversight to lead risk governance, oversight, and compliance across its Mumbai operations. The role involves establishing and maintaining a …
Mumbai, IndiaOn-siteFull-timeActiveIB and Research Business Oversight Compliance
Barclays Capital SecuritiesProvide data‑led oversight of compliance risks in investment banking, research and global banking. Identify and investigate market abuse, money laundering, and regulatory breaches, implement policies, collaborate with …
Pune,IndiaOn-siteFull-timeActiveNAPA Oversight
2755 Barclays Services CorporSenior oversight professional responsible for evaluating and strengthening Barclays internal control framework across product and service lines. Works with cross‑functional stakeholders to document control assessments, …
Pune, IndiaOn-siteFull-timeActiveTrade Surveillance, Director, Oversight, Monitoring and Testing
Morgan StanleyWe’re seeking someone to join our team as a Director in the Legal and Compliance Division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the …
Mumbai, IndiaOn-siteFull-timeActiveInfrastructure Issue Remediation and Oversight
Northern TrustGlobal Infrastructure Risk and Control team at Northern Trust in Pune drives remediation of infrastructure process and control gaps. The role supports global issue remediation, manages regional activities, and guides …
Pune,IndiaOn-siteFull-timeActiveSAR Oversight Analyst
Barclays Capital SecuritiesProvide data‑led oversight of SAR investigations, identify compliance risks, investigate market abuse, oversee AML/CTF processes, collaborate with compliance and legal teams, and support risk management initiatives.
Pune,IndiaOn-siteFull-timeActiveUS Fund Treasury Oversight Associate
JPMorgan ChaseProduct Administration team at JPMorgan Chase oversees fund oversight within Asset Management Client Service. The Associate executes risk‑based oversight of US mutual funds, ETFs, collective investment funds and select …
Mumbai,Maharashtra,IndiaOn-siteFull-timeActiveManager - Regional Risk and Compliance Oversight
M&GM&G Global Services seeks a Manager to oversee regional risk and compliance, ensuring governance frameworks, risk assessments, and regulatory adherence across India. The role leads risk workshops, develops dashboards, …
Mumbai, IndiaOn-siteFull-timeActiveFraud Risk Oversight Senior Consultant
Northern TrustThe Fraud Risk Oversight Senior Consultant at Northern Trust will provide independent oversight of fraud risk management activities. This role involves reviewing and challenging fraud prevention strategies, assessing …
Pune, IndiaFull timeActive