Compliance Oversight jobs in Mumbai
Explore 12 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsSenior Manager, Regional Risk and Compliance Oversight
M&GM&G Global Services is seeking a Senior Manager, Regional Risk and Compliance Oversight to lead risk governance, oversight, and compliance across its Mumbai operations. The role involves establishing and maintaining a …
Mumbai, IndiaOn-siteFull-timeActiveHead, Regional Risk and Compliance Oversight
M&GWe are M&G Global Services Private Limited, a fully owned subsidiary of the M&G group, operating as a Global Capability Centre since 2003. Our purpose is to give everyone real confidence to put their money to work, …
Mumbai, IndiaOn-siteFull-timeActiveRetail Lending Team Member, Compliance Assurance & Risk Oversight
AXIS BANK LTD.Retail Lending team at Axis Bank focuses on ensuring regulatory compliance and risk oversight across lending operations. The Team Member drives adherence to guidelines, reviews SOPs, manages risk assessment responses, …
Mumbai,IndiaOn-siteFull-timeActiveSenior Manager, Regional Risk and Compliance Oversight
M&GM&G Global Services’ Risk & Compliance team drives enterprise‑wide governance across India. The Senior Manager leads risk assessments, develops dashboards, and advises GCC leadership on appetite and regulatory …
Mumbai,INFull-timeActiveUS Fund Treasury Oversight
JPMorgan ChaseOversee US registered and private funds, manage admin vendors, and drive risk-based fund oversight, reporting, and governance support. Deliver risk-based oversight of US Mutual Funds, ETFs, Collective Investment Funds, …
Mumbai, Maharashtra, IndiaOn-siteFull-timeActiveManager - Regional Risk and Compliance Oversight
M&GM&G Global Services seeks a Manager to oversee regional risk and compliance, ensuring governance frameworks, risk assessments, and regulatory adherence across India. The role leads risk workshops, develops dashboards, …
Mumbai, IndiaOn-siteFull-timeActiveCompliance Testing Associate, Oversight, Monitoring and Testing
Morgan StanleyLegal and Compliance division at Morgan Stanley, supporting the onshore corporate secretarial team. The Associate organizes and standardizes data for branch examinations, assists with annual compliance questionnaire …
Mumbai,IndiaOn-siteFull-timeActiveTrade Surveillance Associate, Oversight, Monitoring and Testing
Morgan StanleyLegal & Compliance Oversight, Monitoring and Testing team ensures independent monitoring of compliance reports to detect policy and regulatory breaches across trade surveillance. The Associate reviews and analyzes …
Mumbai,IndiaOn-siteFull-timeActiveCompliance Monitoring Associate
Morgan StanleyJoin Morgan Stanley’s Legal & Compliance division as a Compliance Monitoring Associate. Support the Oversight, Monitoring and Testing team by analyzing regulations, extracting and standardizing data, and executing …
Mumbai, IndiaOn-siteFull-timeActiveISG Americas Compliance Testing, Director, Oversight, Monitoring and Testing
Morgan StanleyISG Americas Compliance Testing at Morgan Stanley drives risk‑based compliance reviews across investment management operations. The Director leads end‑to‑end testing, documents findings, and coordinates corrective …
Mumbai,IndiaOn-siteFull-timeActiveSenior Manager
M&GSenior Manager on Investment Funds Oversight at M&G Global Services, driving daily operations for unit‑linked funds, ensuring accurate pricing, controls, and compliance with UK regulations. Manages trade approvals, …
Mumbai,IndiaOn-siteFull-timeActiveTrade Surveillance, Vice President, Oversight, Monitoring and Testing
Morgan StanleyLegal & Compliance division at Morgan Stanley’s Mumbai office leads the firm’s oversight, monitoring and testing of trading activities. The Vice President drives daily surveillance across equities, derivatives, fixed …
Mumbai,IndiaOn-siteFull-timeActiveCompliance Testing, Director, Oversight, Monitoring and Testing
Morgan StanleyCompliance Testing Director at Morgan Stanley’s Legal & Compliance division. Leads risk‑based testing and forensic reviews to assess policy effectiveness, documents findings, and recommends corrective actions. …
Mumbai,IndiaFull-timeActiveAVP - Cyber Risk Oversight
M&GWe are M&G Global Services Private Limited, a fully owned subsidiary of M&G plc, operating as a Global Capability Centre since 2003. We provide a range of value‑adding services across Digital Services, Business …
Mumbai, IndiaOn-siteFull-timeActiveCompliance Testing Director Oversight Monitoring and Testing
Morgan StanleyDirector in Legal & Compliance division overseeing testing, risk assessment, and control validation across global markets. Leads walkthroughs, develops test plans, documents findings, and collaborates with Business, …
Mumbai, IndiaOn-siteFull-timeActiveUS Fund Treasury Oversight Associate
JPMorgan ChaseProduct Administration team at JPMorgan Chase oversees fund oversight within Asset Management Client Service. The Associate executes risk‑based oversight of US mutual funds, ETFs, collective investment funds and select …
Mumbai,Maharashtra,IndiaOn-siteFull-timeActiveTrade Surveillance, Director, Oversight, Monitoring and Testing
Morgan StanleyWe’re seeking someone to join our team as a Director in the Legal and Compliance Division. In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the …
Mumbai, IndiaOn-siteFull-timeActiveNFR Central Testing, Director, Oversight, Monitoring and Testing
Morgan StanleyLegal & Compliance team at Morgan Stanley’s Mumbai office drives risk oversight. The Director leads NFR testing, designing and executing reviews, reporting findings, and coordinating corrective actions. Based in Mumbai, …
Mumbai,IndiaOn-siteFull-timeActiveRetail Lending Team Member, Compliance Assurance & Risk Oversight
AXIS BANK LTD.Retail Lending team at Axis Bank focuses on delivering compliant lending solutions. The Team Member ensures regulatory guidelines are implemented, monitors compliance issues, and drives risk culture initiatives. Based …
Mumbai,IndiaOn-siteFull-timeActiveVice President Fund Accounting Oversight
BlackRockVice President leads Fund Accounting Oversight team in Mumbai, driving NAV accuracy, process automation, and regulatory compliance. Manages outsourced fund accountants, develops Aladdin Accounting environment, and …
Mumbai, IndiaHybridFull-timeActive