Compliance Oversight jobs
Explore 120 current openings. Compare roles, companies, locations, and work options, then open any job to view the full details.
Current openings
Showing 20 jobsBusiness Oversight Compliance - BX
Barclays Capital SecuritiesBusiness Oversight Compliance - BX is a full‑time role based in Pune, India, focused on providing data‑led oversight of Barclays’ compliance and risk management. The incumbent will identify and assess compliance risks …
Pune, IndiaOn-siteFull-timeActiveHead, Regional Risk and Compliance Oversight
M&GWe are M&G Global Services Private Limited, a fully owned subsidiary of the M&G group, operating as a Global Capability Centre since 2003. Our purpose is to give everyone real confidence to put their money to work, …
Mumbai, IndiaOn-siteFull-timeActiveBUK
Barclays Capital SecuritiesBUK – Business Oversight Compliance VP at Barclays Global Services. Leads compliance oversight for the COO business, driving risk assessment, market abuse investigations, and policy implementation across the …
Noida, IndiaOn-siteFull-timeActiveBusiness Oversight Compliance
Barclays Capital SecuritiesProvide data‑led oversight of compliance risks in transaction banking, assess market abuse, investigate breaches, implement policies, collaborate with risk and legal teams, lead investigations, and support governance …
Pune,IndiaOn-siteFull-timeActiveSenior Manager, Regional Risk and Compliance Oversight
M&GM&G Global Services’ Risk & Compliance team drives enterprise‑wide governance across India. The Senior Manager leads risk assessments, develops dashboards, and advises GCC leadership on appetite and regulatory …
Mumbai,INFull-timeActiveOversight Specialist
Barclays Capital SecuritiesOversight Specialist at Barclays Capital Securities responsible for providing data‑led expert oversight and challenge on business and compliance matters to ensure the organization operates in compliance with legal, …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveSenior Manager, Regional Risk and Compliance Oversight
M&GM&G Global Services is seeking a Senior Manager, Regional Risk and Compliance Oversight to lead risk governance, oversight, and compliance across its Mumbai operations. The role involves establishing and maintaining a …
Mumbai, IndiaOn-siteFull-timeActiveIB and Research Business Oversight Compliance
Barclays Capital SecuritiesProvide data‑led oversight of compliance risks in investment banking, research and global banking. Identify and investigate market abuse, money laundering, and regulatory breaches, implement policies, collaborate with …
Pune,IndiaOn-siteFull-timeActiveSAR Oversight Lead
Barclays Capital SecuritiesSAR Oversight Lead at Barclays Capital Securities responsible for providing data‑led expert oversight of compliance risks, investigating market abuse, implementing policies, collaborating with compliance and risk teams, …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveBusiness Operations Oversight Analyst
CenteneCentene Business Operations team drives regulatory compliance and audit oversight for its 28 million members. The Business Operations Oversight Analyst reviews operational deliverables, interprets regulatory changes, …
Remote,IN,USARemoteFull-timeActiveManager - Regional Risk and Compliance Oversight
M&GM&G Global Services seeks a Manager to oversee regional risk and compliance, ensuring governance frameworks, risk assessments, and regulatory adherence across India. The role leads risk workshops, develops dashboards, …
Mumbai, IndiaOn-siteFull-timeActiveBusiness Oversight Compliance VP
2755 Barclays Services CorporSenior compliance executive leading oversight of conduct and regulatory risks across Barclays’ COO business. Drives risk assessment, market abuse investigations, and policy implementation. Collaborates with legal, risk, …
Noida, IndiaOn-siteFull-timeActiveCompliance Testing Associate, Oversight, Monitoring and Testing
Morgan StanleyLegal and Compliance division at Morgan Stanley, supporting the onshore corporate secretarial team. The Associate organizes and standardizes data for branch examinations, assists with annual compliance questionnaire …
Mumbai,IndiaOn-siteFull-timeActiveSAR Oversight Analyst
Barclays Capital SecuritiesProvide data‑led oversight of SAR investigations, identify compliance risks, investigate market abuse, oversee AML/CTF processes, collaborate with compliance and legal teams, and support risk management initiatives.
Pune,IndiaOn-siteFull-timeActiveManager - Local Regulatory Compliance
FidelityManager – Local Regulatory Compliance (LRC) at Fidelity Business Services India Private Limited leads the Local Regulatory Compliance function in India, overseeing regulatory change roll‑outs, compliance assessments, …
Bangalore, Karnataka, IndiaFull-timeActiveRetail Lending Team Member, Compliance Assurance & Risk Oversight
AXIS BANK LTD.Retail Lending team at Axis Bank focuses on ensuring regulatory compliance and risk oversight across lending operations. The Team Member drives adherence to guidelines, reviews SOPs, manages risk assessment responses, …
Mumbai,IndiaOn-siteFull-timeActiveCompliance Engineering - Governance & Oversight - Analyst
Goldman SachsGovernance & Oversight team seeks technically proficient analysts to drive global Compliance Engineering projects and governance frameworks. Focus on tracking, reporting, and delivering key initiatives such as …
Bengaluru, Karnataka, IndiaOn-siteFull-timeActiveBBPLC Business Oversight Compliance
Barclays Capital SecuritiesSenior compliance professional overseeing BBPLC business activities to ensure adherence to Barclays legal, regulatory, and ethical standards. Leads risk identification, assessment, and mitigation across diverse banking …
Gera Commerzone SEZ, Pune, IndiaOn-siteFull-timeActiveISG Americas Compliance Testing, Director, Oversight, Monitoring and Testing
Morgan StanleyISG Americas Compliance Testing at Morgan Stanley drives risk‑based compliance reviews across investment management operations. The Director leads end‑to‑end testing, documents findings, and coordinates corrective …
Mumbai,IndiaOn-siteFull-timeActiveCompliance Monitoring Associate
Morgan StanleyJoin Morgan Stanley’s Legal & Compliance division as a Compliance Monitoring Associate. Support the Oversight, Monitoring and Testing team by analyzing regulations, extracting and standardizing data, and executing …
Mumbai, IndiaOn-siteFull-timeActive